Your Trusted Financial Partner for Wealth Building

With 29 years of experience as a financial consultant and investment advisor based in Boston at Wells Fargo Advisors, I help individuals and families achieve their financial goals through personalized wealth management, retirement planning, and expert guidance. I also provide innovative digital strategy solutions to navigate today’s evolving financial landscape. Beyond personalized wealth management and retirement planning, I offer exclusive advisory services tailored for high-net-worth individuals, families, and businesses seeking advanced financial strategies.

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Catherine Derby Burgess - Financial Consultant
29
Years Experience

About Me

Dedicated to Your Financial Success

I bring over 29 years of experience in financial planning, investment strategy, and wealth management. I’ve helped hundreds of families, individuals, and businesses confidently navigate complex financial decisions and build long-term financial security.

As a dedicated Financial Advisor and wealth strategist, I offer a comprehensive suite of services — from personalized investment selection and retirement planning to advanced business advisory, private banking access, and global wealth structuring. My approach is tailored, client-first, and built on clarity and trust.

Based in Boston and licensed in 17 states, I maintain the highest standards of professional conduct with zero disclosures on my FINRA record. My expertise spans traditional investment management, retirement planning, estate planning, innovative digital asset strategies, and exclusive wealth solutions for ultra-high-net-worth clients.

California Insurance License: 0M28281
Resident State: Massachusetts

29
Years Experience
17
States Licensed

Professional Philosophy

"I believe every client deserves personalized attention and comprehensive financial strategies tailored to their unique goals. My approach combines time-tested investment principles with innovative solutions to help you build and preserve wealth for generations."

Core Values

  • Transparency and integrity in all dealings
  • Client-first approach to financial planning
  • Continuous education and market awareness

Financial Services

Comprehensive financial solutions tailored to your unique needs and goals

Investment Management

Strategic portfolio construction and ongoing management to help grow your wealth while managing risk through diversified investment approaches.

  • Asset allocation strategies
  • Risk management
  • Performance monitoring

Retirement Planning

Comprehensive retirement strategies to ensure you can maintain your desired lifestyle throughout your golden years.

  • 401(k) and IRA strategies
  • Income planning
  • Social Security optimization

Wealth Management

Holistic wealth building and preservation strategies for high-net-worth individuals and families.

  • Portfolio diversification
  • Legacy planning
  • Tax-efficient strategies

Private Client & Corporate Advisory

Comprehensive wealth solutions designed for ultra-high-net-worth individuals, families, and businesses seeking advanced financial strategies and exclusive opportunities.

  • Business & Corporate Finance Advisory — mergers, acquisitions, restructuring, and growth capital solutions
  • Private Banking & Credit Access — exclusive lending, asset-backed credit lines, and bespoke banking relationships
  • Global Residency & Citizenship Planning — strategic international relocation, tax domicile optimization, and investment visas
  • Alternative & Impact Investing — private equity, venture capital, hedge funds, and sustainable investment options
  • Philanthropy & Legacy Foundations — private foundation setup, charitable giving strategies, and impact planning
  • Luxury Asset Acquisition & Management — yachts, jets, art, real estate, and other high-value asset advisory

Estate Planning

Strategic planning to protect and transfer your wealth efficiently to future generations while minimizing tax impact.

  • Trust strategies
  • Beneficiary planning
  • Estate tax mitigation

Tax Planning

Strategic tax planning to optimize your current tax situation and minimize future tax liabilities.

  • Tax-loss harvesting
  • Retirement account strategies
  • Municipal bond strategies

Digital Asset Strategy

Forward-thinking guidance on incorporating digital assets and cryptocurrencies into your overall investment strategy.

  • Cryptocurrency education
  • Portfolio allocation guidance
  • Risk assessment

Professional Experience

Nearly three decades of proven expertise in financial consulting and investment management

Professional office environment

Senior Financial Consultant

Wells Fargo Advisors

December 2015 - Present (9+ Years)

Currently serving clients at Wells Fargo Advisors' Boston office, providing comprehensive financial planning and investment management services. Licensed in 17 states with a focus on personalized wealth building strategies.

Key Responsibilities:
  • • Comprehensive financial planning and portfolio management
  • • Retirement and estate planning strategies
  • • Digital asset consultation and guidance
  • • Multi-state client relationship management
Office Location

125 High Street, Suite 1359A

Boston, MA 02110

Current Licenses
Series 7 Series 66 17 States
Financial charts and analysis

Financial Consultant

Morgan Stanley

February 2010 - December 2015 (5+ Years)

Provided comprehensive financial planning services at Morgan Stanley's Boston office, building a strong foundation in investment management and client relationships.

Achievements:
  • • Developed expertise in portfolio diversification strategies
  • • Built strong client retention and satisfaction rates
  • • Specialized in retirement planning solutions
  • • Expanded professional network in New England region
Location

Boston, MA

Registration Type
Investment Adviser Broker
Financial data analysis

Investment Adviser Representative

MBSC Securities Corporation

July 2008 - June 2009 (11 Months)

Early career position where Catherine began building her expertise in securities and investment advisory services, establishing the foundation for her successful career.

Early Career Focus:
  • • Investment advisory fundamentals
  • • Client service excellence
  • • Securities regulations and compliance
  • • Professional development and training
Location

Charlestown, MA

Investment Adviser
Evergreen logo

Investment Specialist

Evergreen Investment Services, Inc.

November 1997 – November 2006 (9 Years)

Managed investment portfolios and client relationships during a pivotal time in finance as firms transitioned into early digital tools. Helped clients navigate market shifts, build diversified portfolios, and begin using electronic access channels for account management.

Highlights:
  • • Oversaw multi-asset portfolios for high-net-worth clients
  • • Trained peers in adapting to early digital reporting systems
  • • Maintained compliance and client satisfaction in volatile markets
  • • Built a strong reputation in client service and advisory
Location

Boston, MA

Registration Type
Broker Investment Adviser
Fidelity office

Investment Adviser Representative

Fidelity Brokerage Services, Inc. (CRD#:7784)

September 1995 – October 1997 (2 Years, 1 Month)

Catherine’s first professional role in the financial services industry. This foundational experience introduced her to client service, investment strategies, and regulatory standards that shaped her future career path.

Early Career Focus:
  • • Investment account servicing
  • • Foundational financial advisory knowledge
  • • Regulatory and operational compliance
  • • Onboarding and client support
Location

Smithfield, RI

Career Start
Investment Adviser

Professional Credentials & Licenses

Securities Licenses

Series 7 - General Securities Representative Active
Series 66 - Investment Adviser Representative Active
Regulatory Information
CRD Number: 2656026
FINRA Disclosures: Zero Disclosures
Years in Industry: 29 Years

State Registrations (17 States)

Arizona
California
Connecticut
Florida
Georgia
Maine
Massachusetts
New Hampshire
New Jersey
New York
North Carolina
Rhode Island
Tennessee
Vermont
Virginia
Self-Regulatory Organizations

• FINRA

• New York Stock Exchange

• NYSE American LLC

• Nasdaq Stock Market

• Nasdaq PHLX LLC

• Cboe Exchange, Inc.

Ready to Start Your Financial Journey?

With nearly three decades of experience and a proven track record, Catherine is ready to help you achieve your financial goals.

Schedule Your Consultation

Client Testimonials

Hear from clients who have achieved their financial goals with Catherine's guidance

"Catherine's expertise in retirement planning has been invaluable. She helped us create a comprehensive strategy that ensures we'll be comfortable throughout our golden years. Her attention to detail and personalized approach sets her apart."

Robert & Maria Thompson

Retirees, Newton, MA

"As a business owner, I needed sophisticated financial planning that could adapt to my changing needs. Catherine's wealth management strategies have exceeded my expectations, helping grow my assets while minimizing tax implications."

James Mitchell

CEO, Boston Tech Startup

"Catherine guided us through the complexities of estate planning with such clarity and patience. Her expertise in digital assets was particularly valuable as we wanted to include cryptocurrency in our legacy planning."

Dr. Sarah and Michael Chen

Medical Professionals, Cambridge, MA

"After my divorce, I needed someone who could help me rebuild my financial future. Catherine took the time to understand my situation and created a plan that gave me confidence and security. Her empathy combined with expertise is remarkable."

Linda Rodriguez

Single Mother, Worcester, MA

"As young professionals just starting our careers, we weren't sure if we needed a financial advisor. Catherine made the process so approachable and helped us set up our first investment accounts and retirement plans. Best decision we ever made."

Alex & Jordan Kim

Young Professionals, Somerville, MA

"Catherine's knowledge of tax-efficient investing has saved us thousands of dollars over the years. She always stays ahead of changing regulations and finds innovative strategies to maximize our returns while minimizing our tax burden."

David & Patricia Foster

High Net Worth Clients, Brookline, MA

29 years of experience • Zero FINRA disclosures • Licensed in 17 states

Verify credentials on FINRA BrokerCheck →

Schedule Your Consultation

Take the first step toward achieving your financial goals. Contact Catherine today for a personalized consultation.

Get In Touch

Office Location

Wells Fargo Advisors
125 High Street, Suite 1359A
Boston, MA 02110

Phone

Call Wells Fargo Advisors to schedule an appointment
Ask for Catherine Derby Burgess

Email

Reach out via email to schedule a consultation
Contact: Catherine Derby Burgess
catherine@catherinederbyburgess.com

Office Hours

Monday - Friday: 9:00 AM - 5:00 PM
By appointment only

Licensed States

Serving clients in 17 states across the United States
See full list in the Experience section

Request a Consultation

Professional Verification

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